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Email archiving & compliance, built for advisors.
Fully-compliant recordkeeping, less email reviews, and no long-term contracts.
Archiving that works for you and your clients
Fed up with outdated and over-priced archiving tools? See how you can save with the Presults modern compliance solution for state, SEC and FINRA registered advisors.
Compliant archiving for all your messages
Capture and store all your data in accordance with SEC rule 17a-4 and other FINRA rules.
Review in real-time or anytime
Eliminate most of your work with our built-in compliance lexicons that stop emails before reaching the recipient.
Audit-ready logging and exports
Easily retrieve emails and web pages in the Presults™ user-friendly comprehensive dashboard.
"RiskEngine is allowing us to build decision-making right into the tools our advisors use to conduct their work. This has been a game changer for our compliance team."
- Joel Rosen, VP of Product
Cetera Advisor Network
Participant Programs and Partners:
Powering the first-ever self-regulating platform, drastically reducing compliance risk with AI-powered tools.
Real-time reviews
Come up empty on keyword searches with our real-time alerts. By the time an email was sent out, the issue was already remediated.
Satisfy auditors
Demonstrate your commitment to SEC 17(a)-4 compliance by utilizing a proven tool to help in the process.
Instant feedback
By alerting employees to in-the-moment compliance breaches, they develop awareness and increased responsibility.