Welcome to the compliance risk engine:

Decision-ready results for compliance teams

Outsourced CCO decisions that communicate directly with your technology stack.

				
					 "Sender": [{
    "account_id": "KQIm4yEog683uElbp9GRLEFXGK98D",
    "account_name": "Highview Wealth",
    "sender_name": "John Elliot",
    "sender_email": "john@highviewwealth.com",
    "user_score": 4.28
	} 
	{ 
"Risks": 
    "keyword_risk": "0.32",
    "sentiment_risk": "2.19",
    "risk_score": 1.53
  }]
				
			

"RiskEngine is allowing us to build decision-making right into the tools our advisors use to conduct their work. This has been a game changer for our compliance team."

- Joel Rosen, VP of Product
Cetera Advisor Network

All the answers, one platform.

Add compliance functionality to your FinTech / WealthTech product or in-house advisor tech solution.

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